General Governance Resources
General Resources
Governance Hub
http://www.governancehub.org.uk/index.html
Arguably the best ‘one stop shop’ for governance resources for both trustees and boards. Everything from readable introductions to the basic concepts to guides, toolkits, newsletters and updates, research reports, and the Resource Finder searchable database. The Good Governance Code, National Occupational Standards for Trustees, ‘Learning to Fly’, and ‘Tending your Board’ can all be found here along with many others.
“The Governance Hub brings together people, information and ideas about governance in the voluntary and community sector. Whether you are a trustee, management committee member, chair, adviser, funder, CEO - or just want to know more - this is the place to come.”
THE GOVERNANCE HUB HAS NOW CLOSED AND THIS WEBSITE IS NO LONGER BEING UPDATED
Work is underway to ensure the transition of Governance Hub resources to NCVO's Governance and Leadership 'askNCVO' pages, which can be found at www.ncvo-vol.org.uk/askncvo/
In the meantime, If you find you are unable to download a particular publication from the Governance Hub site, you can email governance.temp@ncvo-vol.org.uk and they will send you the document in PDF form
Governance basics
- What is governance?
- What is a board?
- What is a trustee?
- The Code of Governance
- Trustee standards (NOS)
- FAQs
Boards
- Leadership
- In control
- High performance board
- Review and renewal
- Delegation
- Board and trustee integrity
- Openness
Support for you
- Trustees
- Chairs
- CEOs
- Advisers
- Becoming a trustee
Funding Governance
Publications
“The Governance Hub is a leading source of publications about governance for the UK voluntary and community sector. We produce a range of materials both online and in print…. All Governance Hub publications can be downloaded free from this web site. Hard copies of many of the publications can be ordered…”
Core publications
- Good Governance: A Code for the Voluntary and Community Sector
- National Occupational Standards for Trustees and Management Committee Members
Guides
- Funding and Costing Workforce and Governance Development
- Good Governance Code for the Voluntary and Community Sector Summary
- Is it Seaworthy? Assessing and funding the capacity of voluntary and community organisations
- Learning to Fly
- Living Values pocket guide
- Recruit a Trustee Pocket Guide
- Reducing the Risks - A Guide to Trustee Liabilities
- Tending your Board
- Trust Youth
- Trustee & Management Committee National Occupational Standards - Pocket-sized edition
Toolkits
- A - Z of Good Governance
- Code of Governance Toolkit : A Practical Guide to the Code of Governance for the Voluntary and Community Sector
- Living Values - Training Pack
- Reducing the Risks: Training Pack
- Trustee & Management Committee Members National Occupational Standards Toolkit
- Trustee Recruitment Toolkit
Toolkit downloads
- Downloads mentioned in several toolkits are available.
Other Hub publications
- 21st Century Board
- Being Who You Say You Are – A Guide to Governance for Faith-based Organisations
- Better Governance: An Introduction to Measuring and Improving Board Effectiveness
- Governance and Organisational Structures
- Setting up a Network for Chairs
- Starting on the Right Track – A Guide to Recruiting and Inducting a New Chair
- Trustee Standards in Practice - A Guide for Smaller Organisations
- What Management Committees Need to Know
- Meeting the Standards - A guide to resources for use with the Trustee & Management Committee National Occupational Standards
- Mentoring for Chairs
Research reports from the Hub
- A Matter of Common Sense - Full Report
- A Matter of Common Sense - Summary
- Briefing for Funders
- Chairs of Voluntary and Community Organisations: Support and Learning Needs
- Governance Advisers Support Need Analysis
- Mapping Governance Learning and Support for Chairs in England 2005
- Measuring Governance Performance
- Funding for work force and governance development
- Support and Resource Needs of Trustees and Chairs in Voluntary and Community Organisations
- Unambiguous advice on the liabilities of trusteeship: qualitative research and analysis
- Funding for funders
Newsletters and Updates
“We also publish a bi-monthly e-newsletter for voluntary and community organisations and a half yearly Hub update, Governance Matters for advisers and infrastructure organisations.”
Sign up here
http://www.governancehub.org.uk/sign_up.html
View the archive
http://www.governancehub.org.uk/newsletter_archive.html
Resource Finder – searchable database
http://www.governancehub.org.uk/resourcefinder.html
“The Governance Hub resource finder can help you if you are looking for publications, toolkits, research, training guides, networks, events or other support and resources on governance.”
Code of Good Governance
http://www.governancehub.org.uk/code_of_governance.html
Produced by ACEVO, Charity Trustee Networks, ICSA, NCVO on behalf of The National Hub of Expertise in Governance and aimed at the trustees and Chief Executives of voluntary and community organisations, as well as to a wider audience, the Code sets out a series of principles as a framework to encourage best practice.
“The Code of Good Governance for the VCS (third sector)… is designed for all those involved in the governance of voluntary and community sector organisations, and particularly for trustees and chief executives… [it] is intended to be concise, user friendly, and universally applicable…
“Adopting good practice can help charities keep pace with the changes and make them more effective where it really counts – in helping the people they were set up to benefit… It has been produced by the sector, from the sector and for the sector. The code provides a flexible and proportionate framework for charities; there are common standards to which all charities should aspire, with higher expectations of larger charities.” – from the Introduction.
THE GOVERNANCE HUB HAS NOW CLOSED AND THIS WEBSITE IS NO LONGER BEING UPDATED
Work is underway to ensure the transition of Governance Hub resources to NCVO's Governance and Leadership 'askNCVO' pages, which can be found at www.ncvo-vol.org.uk/askncvo/
In the meantime, If you find you are unable to download a particular publication from the Governance Hub site, you can email governance.temp@ncvo-vol.org.uk and they will send you the document in PDF form
The key principles of good governance:
Board leadership - Every organisation should be led and controlled by an effective Board of trustees which collectively ensures delivery of its objects, sets its strategic direction and upholds its values.
The Board in control - The trustees as a Board should collectively be responsible and accountable for ensuring and monitoring that the organisation is performing well, is solvent, and complies with all its obligations.
The high performance Board - The Board should have clear responsibilities and functions, and should compose and organise itself to discharge them effectively.
Board review and renewal - The Board should periodically review its own and the organisation’s effectiveness, and take any necessary steps to ensure that both continue to work well.
Board delegation - The Board should set out the functions of sub-committees, officers, the chief executive, other staff and agents in clear delegated authorities, and should monitor their performance.
Board and trustee integrity - The Board and individual trustees should act according to high ethical standards, and ensure that conflicts of interest are properly dealt with.
The open Board - The Board should be open, responsive and accountable to its users, beneficiaries, members, partners and others with an interest in its work.
Governance and Participation project - Co-operativesUK
http://www.cooperatives-uk.coop/NewVentures/gp
Huge range of good quality information, although sadly, this was a time-limited project and the website is no longer actively maintained, which means you may some links may be broken or inactive. Those listed below were working as of 26-05-08
“The Governance and Participation project is a pilot project delivered across England and Wales, by Co-operativesUK. Its purpose is to develop and enhance ways and methods in which organisations across the social economy sector are able to actively involve members on governance.”
Legal Forms
http://www.cooperatives-uk.coop/NewVentures/gp/resources/legalForms
- Association
- Charitable Incorporated Organisation (CIO)
- Trust
- Partnership
- Company Limited by Guarantee
- Company Limited by Shares
- Community Interest Company (CIC)
- Industrial and Provident Society (IPS)
- Limited Liability Partnership (LLP)
Organisational Types
http://www.cooperatives-uk.coop/NewVentures/gp/resources/organisationalTypes
- Consumer Co-operative
- Worker Co-operative
- Co-operative Consortium
- Credit Union
- Marketing Co-operative
- Agricultural/Fisheries Co-operative
- Housing Co-operative
- Club (Members' Club)
- Tenants'/Residents' Association
- Estate Management Board
- Partnership
- Social Firm
- Football Supporters' Trust
- Charity
- Development Trust
- Social Enterprise
- Community Enterprise
Case Studies
http://www.cooperatives-uk.coop/NewVentures/gp/resources/caseStudies
‘A range of case study examples of organisations demonstrating participation in governance.’
FAQs
http://www.cooperatives-uk.coop/live/dynamic/faqListCategories.asp
- Conflict of Interest
- Decision-making
- Elections
- Electronic Meetings & Voting
- General Membership
- Governance
- Governing Body Meetings
- Governing Body Members
- Governing Body Responsibilities
- Governing Body Skills & Performance
- Governing Body Voting
- Governing Document
- Meetings
- Notice of Meetings
- Register of Members
- Registered Office
- Resolutions
- Voting
- Worker Co-operatives
Reports
http://www.cooperatives-uk.coop/NewVentures/gp/resources/reports
Produced to date:
- Review & Evaluation of Governance and Participation Practice.[Research Report ]
- Participation & Governance Within Small Charities & Voluntary Organisations. [Discussion Article ]
- Participation & Governance: What Does it Mean for the Broader Not-For-Profit Sector? [Discussion Article ]
- An Introduction to Participatory Governance in the Co-operative Sector.[Introductory Report ]
Searchable Publication Database
http://www.cooperatives-uk.coop/live/dynamic/PublicationSearch.asp?id=165
- The Good Trustee Guide (Fourth Edition)
- The Charity Treasurer's Handbook: An introduction to the voluntary sector finance and accounting
- The Company Director: Powers, Duties and Liabilities
- The Governance of Public and Non-Profit Organisations
- The New Community Strategies - How to involve Local People
- The New Way to Govern
- The Revival of Civil Society: Global and Comparative Perspectives
- Thinking Locally, Acting Nationally
- Transferring Ownership - Community Empowerment in Social Housing
- Voluntary Sector Information Technology Benchmarking Survey Volunteers on Management Committees: A Good Practice Guide
- Active Citizenship and Community Involvement: Getting to the roots
- A Feasibility Study into the potential for food co-operatives in Lancashire
- A Force For Change: Enhancing the quality of women's involvement on boards
- A Lighter Touch: an evaluation of the governance project.
- A Management Companion for Voluntary Organisations
- A Mutual Trend: How to run rail and water in the public interest
- A Voice For the Excluded, Popular Participation in Development
- Age and Change: Models of involvement for older people
- AGM's-When Things Go Wrong
- An Introduction to the Voluntary Sector
- Appraising the Chief Executive
- Assessing community Strengths: A practical handbook for planning capacity building.
- Assessing Your Boards Performance: A DIY Guide to Board Self-evaluation
- At the Starting Blocks: Community Involvement in Local Strategic Partnerships
- Auditing Community participation
- Black on Board
- Boards that Work
- Case Studies in Economic Participation
- Change of Director-Model checklist for charity secretaries in companies limited by guarantee
- Change of Member-model checklist for charity secretaries in companies limited by guarantee
- Change of Secretary-model checklist for charity secretaries in companies limited by guarantee
- Charitable Status: A practical handbook (5th edition)
- Charitable Trust: Social auditing with voluntary organisations
- Citizen involvement: A practical guide for change
- Companies Limited by Guarantee
- Co-operation, Participation and complexity: Local Partnerships and public Policy
- Company Handbook and Registers for Voluntary Sector Companies Limited by Guarantee
- Developing User Involvement
- Duty Free? Payments for Charity Trustees
- Electronic Communications with Shareholders: A Guide to Best Practice
- Enhancing Trusteeship Through Mentoring
- Financial Stewardship of Charities
- Governance in Focus: A Race and Gender Perspective
- Governance in the Information Age
- ICSA Model Code of Conduct for Charity Trustees
- ICSA Model Job Description for a Treasurer
- ICSA Model Job Description for Charity Trustees
- ICSA model job description for the secretary of the board
- Information Technology Governance in the Not-for-Profit Sector: An ICSA Best Practice Guide
- Jordans Charities Administration Service
- Just about Managing: Effective management for voluntary organisations and community groups
- Leading the Organisation: The relationship between Chair and Chief Executive
- Making Local Governance Work: Networks, Relationships and the Management of Change
- Managing Without Profit
- Matters Reserves for the Board
- Model board resolution on independent professional advice
- Model conflict of interest policy
- Model declaration of interests form
- Model letter to be sent to a trustee of a charitable company on appointment
- Model letter to be sent to a trustee of an unincorporated charity on appointment
- Model register of interests
- Neighbourhood Economy
- Partnership Working: Policy and Practice
- Practising Community Development
- Real-World Corporate Governance: A Programme for Profit Enhancing Stewardship
- Recent Trends in Charity Governance and Trusteeship
- Recruiting and Supporting Black and Minority Ethnic Trustees
- Reflecting Realities: Participants perspectives on integrated communities and sustainable development
- Reminders For Company Secretaries
- Review of the Role and Effectiveness of Non-Executive Directors
- Reviving Democracy: Citizens at the heart of governance
- Running a Limited Company (4th Edition)
- Secretarial Administration
- Setting Chief Executive Officer Remuneration: A perspective for boards
- Signposts to Community Economic Development
- Signposts to Local Democracy
- Social Exclusion and Community Development
- Social Inclusion and Citizenship in Europe
- Specimen induction pack for trustees
- SRB 6 : Involving the Community
- Strategic management for Voluntary Nonprofit Organisations
- The Charity Trustee's Handbook
- The Good Governance Action Plan for Medium and large Organisations
Governance Pages
http://www.governancepages.org.uk/index.html
Good range of readable information arranged in an easily approachable FAQ format with sample documents and a simple to use online tool for finding appropriate support, training and advice with UK and international governance search engines
‘This website is a project of Arvac (the Association for Research in the Community and Voluntary Sector)… [it is a] new website that aims to produce useful information on governance and management committees for community groups and small voluntary organisations.’
Contents:
- Quick guide to joining a committee
- Quick guide to finding new committee members
- Sample Documents
- Job/Role Descriptions
- Recruitment Documents
- Skills Audits
- Conflict of Interest
- Codes of Conduct/Governance Codes
- Sub Committee Remits
- Meetings
- AGMs
- Frequently Asked Questions on Governance
- What is governance?
- Who are the committee members?
- What is the role of the committee?
- The committee's role in governance
- What qualifications are needed to be on a committee?
- What qualities are needed to be on a committee?
- Should we do a skills audit?
- Who should we get on the committee?
- The different perspectives of committee members
- How do we recruit committee members?
- How do you become a committee member?
- Starting on the committee - induction and committments
- Job Descriptions for specific roles - chair, treasurer, secretary etc
- What are governance codes?
- Why are there so many different names for the committee and its members?
- What are ex-officio, holding, custodian and co-opted committee members?
- Advisory and steering committees
- Can we have collective decision making? There is some confusion over who has a right to take part in our committee meetings.
- Constitutions
- Sub-committees
- Users
- Conflict of Interest
- Members
- Meetings
- AGMs
- Assessing the committee's performance
Governance and Trusteeship –
Downloads, Briefings and Best Practice - Community Links Bromley
http://www.communitylinksbromley.org.uk/sai/governance.html#govbriefings
Links to information on some of the other main sites but also locally produced information sheets on a number of topics:
- New trustees induction pack
- Induction pack - cover
- Induction pack - contents page
- Example letter of introduction welcoming a new trustee
- Example page for a new trustee to sign
- Duties and responsibilities of trustees
- A beginner's guide to becoming a trustee - a short, straightforward guide to trusteeship, ideal for a new or prospective trustee to give them an idea of the roles and responsibilities involved.
- Example role description for a trustee
- Example skills audit - 73 KB - This short questionnaire can be completed by new and existing board members to identify skills and gaps.
- Example induction programme for a new trustee - This factsheet contains an induction pack checklist and a suggestion set of headings for a new trustee's induction programme.
- Charity Commission - The Essential Trustee
- The Code of Governance for Voluntary and Community Organisations
- Sources of further information for trustees
- New trustees induction - training materials
- Trustee quiz and notes
- Trustee roles and responsibilities presentation
- Briefings and model documents
- A roundup of resources and support available for trustees
- Who are the trustees?
- Duties and responsibilities of trustees
- Code of Conduct (Short Code)
- Code of Conduct (Longer Code - from NCVO)
- Guide to becoming a trustee (beginners!)
- Checklist for recruiting new trustees
- How to check the eligibility of trustees
- Model role description for a Chair
- Model role description for a Secretary
- Model role description for a Treasurer
- Model role description for a Trustee
- 12 essential trustee board responsibilities
- Trustee expenses
- Example skills audit - This short questionnaire can be completed by new and existing board members to identify skills and gaps.
- Induction For New Trustees
- Committee Roles And Responsibilities
- Model policy on the receipt of gifts and hospitality by trustees
- By-laws
- Making The Most Of A Committee
- Personal Liability For Committee Members
- Trustee Issues - Payments To Trustees
- Trustee Issues - User Involvement
- Governance and Faith organisations
- Running meetings
- Minute Taking
- Report Writing
- Template For Recording Minutes Of A Meeting
- Insurance – Documents from external sites:
- Community Matters insurance factsheet
- Capital Community Foundation insurance factsheet
- Volresource list of insurance brokers
Northern Ireland Council for Voluntary Action - Governance and Charity Advice
http://www.nicva.org/index.cfm/section/article/page/CharityAdviceService
Includes Resources, Advice notes, Frequently Asked Questions, and Legal Reforms. The Guide to Good Governance, Managing your Money guide and Legal Reforms update are particularly excellent, although be aware that the legal framework in Northern Ireland may be different as they do not fall under the jurisdiction of the Charity Commission.
FAQs
- How do we become a charity?
- How do we update our governing document?
- Can employees sit on a management committee?
- How do I know if a charity is legitimate?
- Can members of a management committee be paid?
- How do we conduct an AGM?
- What are the advantages of registering as a charity?
- What are the benefits of becoming a company limited by guarantee?
- Are charities exempt from paying VAT?
- Do volunteers have the same rights as employees?
- In what ways can a charity trade legally?
- When will NI have its own Charity Commission?
- What is the difference between the CIC and CIO?
Resources
- A Guide to Good Governance
- Glossary of Terms
- Governance and charity links
- Consultations and Responses
Advice Notes
- Charitable Status
- Committee Procedures
- Legal Structures
- Setting up a Group
- Companies
- Setting up a Company
- Charity Trustees' Duties
- Accounting
- Lotteries
- Collections
- Sub-committees
- Insurance
- Risk Assessment
- Conflicts of interest
Legal Reforms ‘Find out about changes to legislation that will directly affect the regulation and administration of charities.’
- Charity Law Reform
- Company Law Reform
- Rates Review
- Archive of NICVA consultation responses on legal reform
Scottish Council for Voluntary Organisations - Governance Project
http://www.scvo.org.uk/governance/Home/Home.aspx
Some good resources from plain English introductory guides to the full Getting to Grips with Governance toolkit, plus free Governance E-learning online courses. Be aware that Scottish Charity Law may differ from that in England and Wales.
‘This website offers a one-stop shop for members of boards and management committees looking for the information and support they need to maximise that contribution. Staff and development professionals who support boards and management committees in their work will also find the site of value.’
An introductory leaflet: Your Mission… Governance
(Downloadable in Word or PDF format)
http://www.scvo.org.uk/governance/GovernanceHome/Resources.aspx
Eminently readable introduction to the concept with complementary wall chart and checklist
‘”At a glance” the key responsibilities of management committees and boards - ideal for beginners and as a checklist for the more experienced.’
Getting to Grips with Governance Toolkit (Online Version)
http://www.scvo.org.uk/scvo/Information/
Comprehensive, yet readable and easy to navigate online resource. Again, be aware that Scottish law may differ to that in England and Wales.
‘A toolkit designed to get you up to speed on what you need to know on governance in a voluntary organisation in Scotland… More detailed guidance for governing bodies and their members on all aspects of their function and duties, signposted to further information.’
- Introduction
- Being part of a governing body
- How should the governing body work?
- Understanding your legal status
- Developing governing bodies
- What next?
Volunteering England – Good Practice Bank
http://www.volunteering.org.uk/Resources/goodpracticebank/index.htm
A steadily growing bank of articles, information sheets, case studies and links to other helpful guidance or external websites relating to volunteering issues and contributed by various voluntary organisations.
‘Volunteering England is an independent voluntary agency committed to supporting, enabling and celebrating volunteering in all its diversity…. The Good Practice Bank aims to improve information sharing and reduce duplication within the volunteering sector… it has Core Themes which deal with general good practice on managing volunteers, and Specialist Themes which focus on more specific topics. In each theme you will find articles, information sheets, case studies and links to other helpful guidance or external websites. Most sections include example and template documents to help you develop your own volunteer programme.’
Guidance Notes and Best Practice Guides, Not for Profit Sector –
Institute of Chartered Secretaries and Administrators (ICSA)
- Shows latest updates
http://www.icsa.org.uk/index.php?option=com_content&task=view&id=61m
Model documents and guidance on a wide range of issues
‘The ICSA Guidance Notes and Best Practice Guides are highly respected sources of practical information on legislation and regulation. Applicable to companies, the not-for-profit sector and the public sector, ICSA's guidance helps to clarify complex areas of governance and provides model solutions for organisations to adapt to their own circumstances.’
- Model Role Description for Chair of the Board of Trustees (England & Wales)
- Model Role Description for the Secretary of the Board
- Model Role Description for Charity Trustees
- Model Role Description for a Charity Treasurer (England & Wales)
- Model Code of Conduct for Charity Trustees (England & Wales)
- Model letter to be sent to a trustee of an unincorporated charity on appointment
- Model letter to be sent to a Trustee (and Director) of a Charitable Company Limited by Guarantee on appointment
- Specimen induction pack for trustees (England & Wales)
- Model trustee declaration
- Model conflict of interest policy
- Model declaration of interests form
- Model register of interests
- The Role & Duties of Charity Trustees (England & Wales)
- Governing Documents for Charities
- Charity Trustee Liability (England & Wales)
- Change of Director: A Model Checklist for Charity Secretaries in Charitable Companies Limited by Guarantee
- Model Checklist for Charity Secretaries in Companies Limited by Guarantee
- Change of Member: A Model Checklist for Charity Secretaries in Companies Limited by Guarantee
- Charity Mergers Introduction
- Charity Mergers To Merge or Not
- Charity Mergers - A Feasibility Study
- Charity Mergers - Merger Motivation Model Document
- Charity Mergers - Organisational Profile Document
- Charity Mergers - Internal Obstacles
- Charity Mergers - Identifying Assets and Liabilities
- Charity Mergers - Stakeholder Considerations
- Charity Mergers - Identifying a Partner
- Charity Mergers Joint Feasibility Working Party
- Charity Mergers - Sample Confidentiality Agreement for Merger Discussions
- Charity Mergers - Sample Terms of Reference Joint Feasibility Working Party
- Charity Mergers - Communications Strategy
- Charity Mergers - Due Diligence
- Charity Mergers - Post-Merger Structures
- Charity Mergers Merging and Business Continuation
- Matters Reserved for the Board of Trustees
- Specimen Skills Register for Charity Trustees
- Governance and Management - An Overview for Charities
Fact Sheets – Dudley CVS
http://www.dudleycvs.org.uk/downloadable_factsheets.htm
Comprehensive range of factsheets from Dudley CVS website covering many essential topics in an approachable manner
- Starting a New Group
- Constitutions
- Management Committees
- Effective Meetings
- Equal Opportunities
- Planning your AGM
- Freedom of Info Act 2000
- Criminal Records Bureau
- Holding an Event
- Marketing
- Publicity Materials
- Volunteer Policies
- Managing Volunteers
- Recruiting Staff
- Being a Good Employer
- Health and Safety
- Insurance
- Quality Assurance
- Business Planning
- Business Planning Checklist
- Cashflow
- Accounts
- VAT
- Users on Board
- Trustees and Conflicts
- Registered Charity Status
- Data Protection Introduction
- Retention of Information
- Choose/Use a Bank for VCO
- Change of Name
- Company Ltd by Guarantee
- Model Contract of Employment
